ASX/NZX - SSH Notice - UBS Group AG and its related bodies corporate
8:30am, 29 Jun 2016 | SSH
Disclosure of beginning to have substantial holding
Section 276, Financial Markets Conduct Act 2013
To: NZX Limited
and
To: SKYCITY Entertainment Group Limited
Date this disclosure made: 28 June 2016
Date on which substantial holding began: 23 June 2016
Substantial product holder(s) giving disclosure
Full name(s): UBS Group AG and its related bodies corporate
Summary of substantial holding
Class of quoted voting products: Ordinary shares
Summary for: UBS Group AG and its related bodies corporate
For this disclosure,—
(a) total number held in class: 33,147,541
(b) total in class: 656,986,761
(c) total percentage held in class: 5.05%
Details of relevant interests
Details for: UBS AG
Nature of relevant interest(s): Fund Manager with power to
exercise control over voting shares
For that relevant interest,—
(a) number held in class: 183,054
(b) percentage held in class: 0.03%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS AG
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Asset Management (Australia) Ltd
Nature of relevant interest(s): Fund Manager with power to exercise control over voting shares
For that relevant interest,—
(a) number held in class: 1,366,130
(b) percentage held in class: 0.21%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered:
UBS Asset Management (Australia) Ltd
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Asset Management (Deutschland) GmbH
Nature of relevant interest(s): Fund Manager with power to exercise control over voting shares
For that relevant interest,—
(a) number held in class: 16,008
(b) percentage held in class: 0.00%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered:
UBS Asset Management (Deutschland) GmbH
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Asset Management Life Limited
Nature of relevant interest(s): Fund Manager with power to exercise control over voting shares
For that relevant interest,—
(a) number held in class: 105,826
(b) percentage held in class: 0.02%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered:
UBS Asset Management Life Limited
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Asset Management Trust Company
Nature of relevant interest(s): Fund Manager with power to exercise control over voting shares
For that relevant interest,—
(a) number held in class: 12,536
(b) percentage held in class: 0.00%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered:
UBS Asset Management Trust Company
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Asset Management (UK) Limited
Nature of relevant interest(s): Fund Manager with power to exercise control over voting shares
For that relevant interest,—
(a) number held in class: 50,478
(b) percentage held in class: 0.01%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS Asset Management (UK) Limited
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Fund Management (Switzerland) AG
Nature of relevant interest(s): Fund Manager with power to exercise control over voting shares
For that relevant interest,—
(a) number held in class: 164,198
(b) percentage held in class: 0.02%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS Fund Management (Switzerland) AG
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS AG Australia Branch
Nature of relevant interest(s): Prime Broker that has exercised its borrowing right in respect of shares pursuant to a Prime Broking Agreement
For that relevant interest,—
(a) number held in class: 9,231,512
(b) percentage held in class: 1.41%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS AG Australia Branch
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS AG London Branch
Nature of relevant interest(s): Beneficial Owner
For that relevant interest,—
(a) number held in class: 128,363
(b) percentage held in class: 0.02%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS AG London Branch
Nature of relevant interest(s): Prime Broker that has exercised its borrowing right in respect of shares pursuant to a Prime Broking Agreement
For that relevant interest,—
(a) number held in class: 804,668
(b) percentage held in class: 0.12%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS AG London Branch
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Securities Australia Ltd
Nature of relevant interest(s): Power to control disposal over shares pursuant to stock borrowing and lending activities
For that relevant interest,—
(a) number held in class: 19,421,112
(b) percentage held in class: 2.96%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS Securities Australia Ltd
Nature of relevant interest(s): Beneficial Owner
For that relevant interest,—
(a) number held in class: 474,005
(b) percentage held in class: 0.07%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS Securities Australia Ltd
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details for: UBS Switzerland AG
Nature of relevant interest(s): Power to control disposal over shares pursuant to stock borrowing and lending activities
For that relevant interest,—
(a) number held in class: 1,180,488
(b) percentage held in class: 0.18%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS Switzerland AG
Nature of relevant interest(s): Broker with power to exercise discretion over account
For that relevant interest,—
(a) number held in class: 9,163
(b) percentage held in class: 0.00%
(c) current registered holder(s): Not applicable
(d) registered holder(s) once transfers are registered: UBS Switzerland AG
For a derivative relevant interest, also—
(a) type of derivative: Not applicable
(b) details of derivative: Not applicable
(c) parties to the derivative: Not applicable
(d) if the substantial product holder is not a party to the derivative, the nature of the relevant
interest in the derivative: Not applicable
Details of transactions and events giving rise to substantial holding
Details of the transactions or other events requiring disclosure: Please see Appendix A.
Additional information
Address(es) of substantial product holder(s): Details of all UBS offices can be found through the following link: http://apps2.ubs.com/locationfinder/
Contact details: Serene Peh
Tel: +65 6495 5283
Email: serene.peh@ubs.com
Nature of connection between substantial product holders:
UBS AG: Related body corporate
UBS Asset Management (Australia) Ltd: Related body corporate
UBS Asset Management (Deutschland) GmbH: Related body corporate
UBS Asset Management Life Limited: Related body corporate
UBS Asset Management Trust Company: Related body corporate
UBS Asset Management (UK) Limited: Related body corporate
UBS Fund Management (Switzerland) AG: Related body corporate
UBS AG Australia Branch: Related body corporate
UBS AG London Branch: Related body corporate
UBS Securities Australia Ltd: Related body corporate
UBS Switzerland AG: Related body corporate
Name of any other person believed to have given, or believed to be required to give, a disclosure under the Financial Markets Conduct Act 2013 in relation to the financial products to which this disclosure relates: Not applicable
Certification
We, certify that, to the best of our knowledge and belief, the information contained in this disclosure is correct and that we are duly authorised to make this disclosure by all persons for whom it is made.
SIGNATURE
Uma Tadela
Capacity: Authorised signatory
Date: 28 June 2016
Serene Peh
Capacity: Authorised signatory
Date: 28 June 2016
Attachment: SSH Notice - UBS Group AG and its related bodies corporate
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